Forordninger

Markedsmisbruksforordningen (MAR)
Regulation(EU)No 596/2014 ofthe EuropeanParliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament andof theCounciland CommissionDirectives 2003/124/EC, 2003/125/EC and 2004/72/EC
Forordning om indekser som brukes som benchmarks i finansielle instrumenter og finansielle kontrakter, eller med henblikk på å måle investeringsfonds økonomiske resultater
Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 or indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014
Forordning om endring av forordning om markeder for finansielle instrumenter, forordning om markedsmisbruk og forordning om forbedring av verdipapiravviklingen i EU og om verdipapirsentraler
Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 206 amending Regulation (EU) 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories

Direktivet om markedsmisbruk

Direktiv om strafferettslige sanksjoner ved overtredelse av reglene om markedsmisbruk (MAD II)
Directive 2014/57/EU of the European Parliament and of the Council of 16 April 2014 on criminal sanctions for market abuse (market abuse Directive)

Kommisjonsforordninger og -direktiver

Innsidelisten – format og innhold
Commission Implementing Regulation (EU) 2016/347 of 10 March 2016 laying down implementing technical standards with regard to the precise format of inside lists and for updating insider lists in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council
Melding og offentliggjøring av primærinnsideres transaksjoner
Commission Implementing Regulation (EU) 2016/523 of 10 March 2016 laying down implementing technical standards with regard to the format and template for notification and public disclosure of managers’ transactions in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council
Markedsplassens melding til kompetente myndigheter
Commission Implementing Regulation (EU) 2016/378 of 11 March 2016 laying down implementing technical standards with regard to the timing, format and template of the submission of notification to competent authorities according to Regulation (EU) No 596/2014 of the European Parliament and of the Council
Prosedyre og krav til markedssonderinger
Commission Implementing Regulation (EU) 2016/959 of 17 May 2016 laying down implementing technical standards for market soundings with regard to the systems and notification templates to be used by disclosing market participants and the format of the records in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council
Informasjonsplikt og utsatt offentliggjøring
Commission Implementing Regulation (EU) 2016/1055 of 29 June 2016 laying down implementing technical standards with regard to the technical means for appropriate public disclosure of inside information and for delaying the public disclosure of inside information in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council
Utveksling av opplysninger med ESMA
Commission Implementing Regulation (EU) 2017/1158 of 29 June 2017 laying down implementing technical standards with regards to the procedures and form for competent authorities exchanging information with the European Securities Market Authority as referred to in Article 33 of Regulation (EU) No 596/2014 of the European Parliament and of the Council
Handel under “lukkede perioder” og melding om handel utført av primærinnsidere, mv.
Commission Delegated Regulation (EU) 2016/522 of 17 December 2015 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council as regards an exemption for certain third countries public bodies and central banks, the indicators of market manipulation, the disclosure thresholds, the competent authority for notifications of delays, the permission for trading during closed periods and types of notifiable managers’ transactions
Akseptert markedspraksis
Commission Delegated Regulation (EU) 2016/908 of 26 February 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council laying down regulatory technical standards on the criteria, the procedure and the requirements for establishing an accepted market practice and the requirements for maintaining it, terminating it or modifying the conditions for its acceptance
Markedsplassens meldinger til kompetent myndighet
Commission Delegated Regulation (EU) 2016/909 of 1 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the content of notifications to be submitted to competent authorities and the compilation, publication and maintenance of the list of notifications
Forebygging, avdekking og rapportering av misbruk og mistenkelige ordre og transaksjoner
Commission Delegated Regulation (EU) 2016/957 of 9 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions
Investeringsanbefalinger
Commission Delegated Regulation (EU) 2016/958 of 9 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest
Markedsdeltagere som formidler informasjon i markedssonderinger
Commission Delegated Regulation (EU) 2016/960 as of 17 May 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures for disclosing market participants conducting market soundings
Tilbakekjøpsprogrammer og stabilisering
Commission Delegated Regulation (EU) 2016/1052 of 8 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the conditions applicable to buy-back programmes and stabilisation measures
Melding om faktiske og mulige overtredelser av reglene om markedsmisbruk til kompetente myndigheter
Commission Implementing Directive (EU) 2015/2392 of 17 December 2015 on Regulation (EU) 596/2014 of the European Parliament and of the Council as regards reporting to competent authorities of actual or potential infringements of that Regulation

ESMAs retningslinjer og praksis

Retningslinjer om utsatt offentliggjøring av innsideinformasjon
MAR Guidelines – Delay in the disclosure of inside information
Personer som mottar markedssoneringer
MAR Guidelines – Persons receiving market soundings
Q&A om MAR, 29. mars 2019

Øvrige publiseringer fra ESMA

ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation, 3 February 2015
ESMA’s Final Report – Technical standards on the Market Abuse Regulation, 28 September 2015
ESMA’s Consultation Paper – Guidelines on information expected or required to be disclosed on commodity derivatives markets or related spot markets under MAR, 30 March 2016
ESMA’s Opinion – Draft Implementing Technical Standards on the technical means for appropriate public disclosure of inside information and for delaying the public disclosure of inside information, 17 June 2016
ESMA’s Final Report – Guidelines on the Market Abuse Regulation – market soundings and delay of disclosure of inside information, 13 July 2016
ESMA’s Final Report – Draft Implementing Technical Standards on sanctions and measures under MAR, 26 July 2016
ESMA’s Final Report – MAR Guidelines on commodity derivatives, 20 September 2016
ESMA’s MAR Guidelines – Information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives, 17 January 2017
ESMA’s Consultation Paper MAR Review, 3 October 2019
ESMA’s Report on administrative and criminal sanctions and other administrative measures under MAR, 12 December 2019
ESMA’s Report on application of Accepted Market Practices, 13 December 2019
ESMA’s Q&A on the Benchmarks Regulation, 11 December 2019

Proposisjon fra Finansdepartementet

Prop. 96 LS (2018-2019) – Proposisjon om endringer i reglene om markedsmisbruk, prospekt og sanksjoner i verdipapirhandelloven

Norges offentlige utredninger

NOU 2017:14 – Nye regler om markedsmisbruk – sanksjoner og straff

MAR Insights – De nye markedsmisbruksreglene

Tilbake til hovedsiden for MAR Insights

Nyhetsbrev og invitasjoner